As at 7 Feb 2020, Tungsten Corporation Plc is aware of the following holdings of significant shareholders in the Company (as defined in the AIM Rules). These figures are based on its most recent analysis of shareholders as at 7 Feb 2020, and other notifications to the Company. For clarity, shareholdings are shown separately from holdings in financial instruments, where disclosed.
|Shareholdings as at 7 Feb 2020||Financial Instruments notified||Total|
|1. Odey Asset Management||17,041,208||13.52||861,644 2||0.68||17,902,852||14.20|
|2. Mr Edmund Truell 3||16,483,199||13.07||- 4||-||16,483,199||13.07|
|3. AXA Investment Mgt (Paris & London) 5||8,743,807||6.93||-||-||8,743,807||6.93|
|4. Chelverton Asset Mgt||6,750,000||5.35||-||-||6,750,000||5.35|
|5. Majedie Asset Mgt||6,222,094||4.93||-||-||6,222,094||4.93|
|6. Artemis Investment Mgt||5,610,000||4.45||-||-||5,610,000||4.45|
|7. Invesco Perpetual Asset Mgt||5,136,930||4.07||-||-||5,136,930||4.07|
|8. Premier Miton Investors||3,998,680||3.17||-||-||3,998,680||3.17|
|9. Herald Investment Mgt||3,960,000||3.14||-||-||3,960,000||3.14|
|10. Shannon River Fund Mgt||3,625,505||2.88||-||-||3,625,505||2.88|
1 Total voting rights or share equivalent.
2 861,644 shares equivalent held via CFD’s, reported to the Company on 7 February 2020.
3 Edmund Truell’s holdings disclosed above represent both his direct and indirect holdings including investments via Issus LP (transferred from Disruptive Capital Investments Limited (“DCIL”) on/around 10 January 2020).
4 DCIL previously notified the Company of its interest in relation to 6,000,000 shares that are subject to a Loan Facility entered into with Equities First Holdings LLC (“EFH”) in October 2016 (“the Loan Shares”), as most recently reported to the Company on 19 April 2018. DCIL has notified the Company that it does not have voting rights in relation to the Loan Shares until such shares are returned to DCIL under the Loan Facility. The Loan Facility was due to on 11 January 2020, although could be terminated earlier in the event of a cash offer for the Company.
5 AXA London shareholding 5,423,172 (4.30 %), AXA Paris 3,320,635 (2.63 %) holdings combined for purposes of this table.